Form 4 - Statement of changes in beneficial ownership of securities (2024)

Form 4 - Statement of changes in beneficial ownership of securities

SEC Form 4

FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*

Ellson Ryan

(Last)(First)(Middle)
C/O GRAN TIERRA ENERGY INC.
500 CENTRE STREET SE
(Street)
CALGARYA0T2G 1A6
(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
GRAN TIERRA ENERGY INC. [ GTE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
05/17/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/17/2024A(1)165A$9.25(2)81,228D
Common Stock3,000IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares were acquired on May 17, 2024 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
2. Purchase price of security was transacted in Canadian currency and converted to U.S. currency.
/s/ Phillip Abraham, Attorney-In Fact05/17/2024
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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(\u201cGran Tierra\u201d or the \u201cCompany\u201d) (NYSE American:GTE)(TSX:GTE)(LSE:GTE) today announced the voting results from the...","one_line_short_text":"CALGARY, Alberta, May 03, 2024 (GLOBE NEWSWIRE) -- \u00a0Gran Tierra Energy Inc. (\u201cGran Tierra\u201d or the \u201cCompany\u201d) (NYSE American:GTE)(TSX:GTE)(LSE:GTE...","link":"https:\/\/ih.advfn.com\/stock-market\/AMEX\/gran-tierra-energy-GTE\/stock-news\/93778642\/gran-tierra-energy-announces-final-voting-results","source":"GlobeNewswire Inc.","source_logo":"\/common\/images\/news-sources\/globe.png","tags":[],"timestamp":1714770300,"date":"Fri May 03, 2024 ","time":"5:05 PM (3 weeks ago)","full_date":"May 3, 2024 5:05 PM","post_time":"May 03 2024","article_id":93778642,"source_id":"globe","media_url":null,"press_release":true},{"headline":"Gran Tierra Energy Inc. Announces First Quarter 2024 Results","short_text":"First Quarter 2024 Total Average WI Production of 32,242 BOPD, a 3% increase from Prior QuarterPositive Preliminary Results in the Arawana Exploration WellTotal Current(1) Average Production of...","one_line_short_text":"First Quarter 2024 Total Average WI Production of 32,242 BOPD, a 3% increase from Prior QuarterPositive Preliminary Results in the Arawana...","link":"https:\/\/ih.advfn.com\/stock-market\/AMEX\/gran-tierra-energy-GTE\/stock-news\/93762936\/gran-tierra-energy-inc-announces-first-quarter-20","source":"GlobeNewswire Inc.","source_logo":"\/common\/images\/news-sources\/globe.png","tags":[],"timestamp":1714599101,"date":"Wed May 01, 2024 ","time":"5:31 PM (3 weeks ago)","full_date":"May 1, 2024 5:31 PM","post_time":"May 01 2024","article_id":93762936,"source_id":"globe","media_url":null,"press_release":true},{"headline":"Gran Tierra Energy Inc. Provides Release Date for its 2024 First Quarter Results and Details of Annual Meeting of Stockholders","short_text":"CALGARY, Alberta, April 24, 2024 (GLOBE NEWSWIRE) -- Gran Tierra Energy Inc. (\u201cGran Tierra\u201d or the \u201cCompany\u201d) (NYSE American:GTE)(TSX:GTE)(LSE:GTE) announces that the Company will release its...","one_line_short_text":"CALGARY, Alberta, April 24, 2024 (GLOBE NEWSWIRE) -- Gran Tierra Energy Inc. 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Provides Release Date for its 2024 First Quarter Results and Details of Annual Meeting of Stockholders","short_text":"CALGARY, Alberta, April 24, 2024 (GLOBE NEWSWIRE) -- Gran Tierra Energy Inc. (\u201cGran Tierra\u201d or the \u201cCompany\u201d) (NYSE American:GTE)(TSX:GTE)(LSE:GTE) announces that the Company will release its...","one_line_short_text":"CALGARY, Alberta, April 24, 2024 (GLOBE NEWSWIRE) -- Gran Tierra Energy Inc. 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Form 4 - Statement of changes in beneficial ownership of securities (2024)

FAQs

What is a Form 4 statement of changes in beneficial ownership? ›

What Is SEC Form 4: Statement of Changes in Beneficial Ownership? SEC Form 4: Statement of Changes in Beneficial Ownership is a document that must be filed with the Securities and Exchange Commission (SEC) whenever there is a material change in the holdings of company insiders.

What is changes in beneficial ownership of securities? ›

On October 10, 2023, the Securities and Exchange Commission ("SEC") adopted amendments to modernize the rules governing beneficial ownership reporting under Sections 13(d) and 13(g)1 of the Securities Exchange Act of 1934 ("Exchange Act"), which provide companies and markets visibility into the ownership of shares of ...

Is a Form 4 good or bad? ›

Form 4 filings can help investors identify transactions that top corporate insiders such as CEOs, CFOs, and Chairmen have made in US publicly listed companies. This is valuable because corporate insiders have a genuine information advantage over other investors.

What is a Form 4 filing with the SEC? ›

What's a Form 4? In most cases, when an insider executes a transaction, he or she must file a Form 4. With this form filing, the public is made aware of the insider's various transactions in company securities, including the amount purchased or sold and the price per share.

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